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Austin Harris

14 Years of Experience
Raleigh, NC
BrokerSells Insurance

Austin Harris is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Raleigh, NC, with 14 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

7100 Falls of Neuse Road, Raleigh, NC, 27615

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Austin is part of The Bray-Harris Group, Towne Wealth Management, and TowneBank, dedicating minimal time to each. He also works as an agent for Towne Insurance, focusing on non-variable insurance, which takes about 10-20% of his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2020 - Present · 6 yrs 8 mos
Raymond James Financial Services, INC.Broker
January 2020 - Present · 6 yrs 8 mos
Previous Registrations
Bb&t Securities, LLC
February 2014 - January 2020 · 5 yrs 11 mos
Bb&t Securities, LLCBroker
January 2013 - January 2020 · 7 yrs
Scott & Stringfellow, LLCBroker
May 2011 - January 2013 · 1 yr 8 mos
State Registrations19 states
ALAZCACOCTDCFLGAMAMDNCNHNJPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Austin Harris - Financial Advisor | TrueAdvisor