Etsuji Oizumi is a registered investment advisor, based in Anaheim, CA, with 13 years of industry experience.
Location
800 S Harbor Suite 255, Anaheim, CA, 92805
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Etsuji works as a financial advisor, providing comprehensive financial services with a focus on retirement planning, dedicating nearly full-time hours to this. Etsuji is also an insurance agent and owner of Bentley Tax Company, assisting clients with tax preparation.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
MML Investors Services, LLC
MML Investors Services, LLCBroker
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Hbw Advisory Services LLC
Principal Securities, INC.
Principal Securities, INC.Broker
Waddell & Reed
Waddell & ReedBroker
PFS Investments INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.