David Backens is a registered investment advisor, based in Santa Barbara, CA, with 15 years of industry experience.
Location
38 El Paseo Building, Santa Barbara, CA, 93101
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is the Chief Risk Officer at Certis Capital Management, Inc, the Managing Director at Merus Advisors, LLC, and the President & Portfolio Manager at Amet Partners GP, LLC. These roles involve investment due diligence, portfolio management, and investment recommendations, taking up a significant amount of David's time.
Employment History
Current Registrations
Finalis Securities LLC
Finalis Securities LLCBroker
Merus Advisors, LLC
Certis Capital Management, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.