Kevin Harvey is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
10 South Riverside Plaza, Chicago, IL, 60606
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2023 - Present · 3 yrs 2 mos
Morgan StanleyBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
E*trade Securities LLCBroker
September 2023 - June 2024 · 9 mos
E*trade Securities LLCBroker
September 2022 - September 2023 · 1 yr
E*trade Capital Management, LLC
September 2022 - September 2023 · 1 yr
Robinhood Financial, LLCBroker
November 2021 - May 2022 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2020 - November 2021 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2020 - November 2021 · 1 yr 8 mos
J.P. Morgan Securities LLCBroker
January 2019 - October 2019 · 9 mos
J.P. Morgan Securities LLC
January 2019 - October 2019 · 9 mos
Edward Jones
June 2018 - October 2018 · 4 mos
Edward JonesBroker
June 2018 - October 2018 · 4 mos
TD Ameritrade, INC.Broker
January 2018 - June 2018 · 5 mos
Belvedere Trading LLCBroker
April 2012 - November 2017 · 5 yrs 7 mos
Panos Trading, LLCBroker
April 2011 - September 2011 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.