Scott Ven is a registered investment advisor, based in Cape Girardeau, MO, with 14 years of industry experience.
Location
1020 N Kingshighway, Suite D, Cape Girardeau, MO, 63701
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2014Settled
Other Business Activities
Scott is a financial advisor doing business as Van De Ven Wealth Management, LLC, dedicating about a quarter of his time to this activity. He also owns Van De Ven, LLC, a CPA firm providing accounting and tax consulting services, which occupies nearly all of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2018 - Present · 8 yrs 2 mos
Cetera Financial Specialists LLCBroker
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
1st Global Advisors INC
September 2011 - December 2017 · 6 yrs 3 mos
1st Global Capital CORP.Broker
September 2011 - December 2017 · 6 yrs 3 mos
State Registrations2 states
ILMO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.