Nicole Roth is a registered investment advisor at Cetera Investment Advisers LLC, based in Chicago, IL, with 15 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6306 N Cicero Ave, Chicago, IL, 60646
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicole operates Computer Accounting & Financial Service, Inc. (DBA CAS Financial) providing financial services and tax preparation, dedicating about a quarter of her time. She also provides legal services and consulting as an attorney/owner under Nicole Roth, ESQ., spending a few hours per week on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
State Registrations7 states
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