Kevin Wozniak is a CFP-designated registered investment advisor at Fountainhead Financial, LLC, based in Chicago, IL, with 15 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 100 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.80% |
| $1.0M - $5.0M | 0.60% |
| $5.0M - $20.0M | 0.40% |
| $20M+ | 0.30% |
The investment advisory fee is negotiable at Fountainhead's discretion. If you maintain less than $500,000 of assets under Fountainhead Financial, LLC’s management, and are subject to the $1,250 per quarter minimum fee, you will pay a higher percentage Annual Fee than the 1.00% referenced in the above fee schedule.
Fee Estimator
Location
515 North State, 14th Floor, Chicago, IL, 60654
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Fountainhead Financial, LLC
State Registrations2 states
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