Gerald Rowe is a registered investment advisor, based in Nashville, TN, with 13 years of industry experience.
Location
3191 Lebanon Pike, Nashville, TN, 37214
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2023 - Present · 3 yrs 4 mos
Cetera Investment Services LLCBroker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
LPL Financial LLC
May 2022 - February 2023 · 9 mos
LPL Financial LLCBroker
May 2022 - February 2023 · 9 mos
CUNA Brokerage Services, INC.
May 2018 - May 2022 · 4 yrs
CUNA Brokerage Services, INC.Broker
May 2018 - May 2022 · 4 yrs
Cuso Financial Services, L.P.
February 2017 - May 2018 · 1 yr 3 mos
Cuso Financial Services, L.P.Broker
February 2017 - May 2018 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2015 - March 2017 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2015 - March 2017 · 1 yr 6 mos
Suntrust Investment Services, INC.
March 2014 - July 2015 · 1 yr 4 mos
Suntrust Investment Services, INC.Broker
March 2014 - July 2015 · 1 yr 4 mos
Fifth Third Securities, INC.
March 2012 - January 2014 · 1 yr 10 mos
Fifth Third Securities, INC.Broker
March 2012 - January 2014 · 1 yr 10 mos
Edward Jones
February 2011 - May 2011 · 3 mos
Edward JonesBroker
February 2011 - May 2011 · 3 mos
State Registrations7 states
ALCTFLGAKYTNTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.