Joshua Shek is a registered investment advisor at Morgan Stanley, based in New York, NY, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1 New York Plaza, Corp Equity Solutions & Annuities/Insurance Review, New York, NY, 10004
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2016 - Present · 10 yrs 2 mos
Morgan Stanley
December 2012 - Present · 13 yrs 5 mos
Morgan StanleyBroker
December 2012 - Present · 13 yrs 5 mos
Previous Registrations
E*trade Securities LLCBroker
July 2022 - September 2023 · 1 yr 2 mos
Solium Financial Services LLCBroker
March 2020 - September 2020 · 6 mos
Citigroup Global Markets INC.Broker
August 2011 - November 2012 · 1 yr 3 mos
Morgan Stanley Smith BarneyBroker
July 2011 - August 2011 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.