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William Smith

15 Years of Experience
Ruston, LA
Broker

William Smith is a registered investment advisor at Raymond James & Associates, INC., based in Ruston, LA, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

209 W. Alabama Avenue, Ruston, LA, 71270

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
April 2021 - Present · 5 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2011 - April 2021 · 10 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
February 2011 - April 2021 · 10 yrs 2 mos
State Registrations33 states
ALARAZCACODCFLGAIAIDILKYLAMAMDMIMOMSNCNENMOHOKORPASCSDTNTXUTVAWAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.