PM
PM
Patrick Millsap
11 Years of Experience
Englewood, CO
Broker
Patrick Millsap is a registered investment advisor at Cetera Investment Advisers LLC, based in Englewood, CO, with 11 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Englewood, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Investment Services LLCBroker
April 2022 - Present · 4 yrs 1 mo
Cetera Investment Services LLC
April 2022 - Present · 4 yrs 1 mo
Cetera Financial Specialists LLC
July 2017 - Present · 8 yrs 10 mos
Cetera Wealth Services, LLCBroker
July 2017 - Present · 8 yrs 10 mos
Cetera Wealth Services, LLC
July 2017 - Present · 8 yrs 10 mos
Cetera Financial Specialists LLCBroker
July 2017 - Present · 8 yrs 10 mos
Cetera Advisors LLCBroker
November 2014 - Present · 11 yrs 6 mos
Cetera Advisors LLC
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
First Allied Securities, INC.Broker
July 2017 - September 2022 · 5 yrs 2 mos
Cetera Advisors LLC
September 2015 - March 2024 · 8 yrs 6 mos
Vsr Financial Services, INC.Broker
January 2014 - September 2014 · 8 mos
State Registrations2 states
CACO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.