Brooks Riley
Brooks Riley is a registered investment advisor at Grp Retirement Planning, based in Davidson, NC, with 9 years of industry experience. Brooks operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 846 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.70% |
| $250K - $500K | 1.60% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.40% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.00% |
Fees are charged monthly in arrears. GRP has the discretion to negotiate lower fees or waive fees in individual cases.
Fee Estimator
Location
Davidson, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brooks is a consultant for business consulting, taking about a quarter of their time. Brooks is also a Managing Partner at Greene Point Partners, focusing on business operation, marketing, and financial services, also taking about a quarter of their time. Finally, Brooks is an insurance agent selling life insurance and annuities, dedicating a few hours per week.
Employment History
Current Registrations
Grp Retirement Planning
Previous Registrations
Advisory Alpha, LLC
Alphastar Capital Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.