Colin Figueroa
Colin Figueroa is a registered investment advisor at Osaic Wealth, INC., based in Cresskill, NJ, with 15 years of industry experience. Colin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
300 Knickerbocker Rd, Suite 2600, Cresskill, NJ, 07626
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Regulatory History (1)
Customer Dispute
May 2022Other Business ActivitiesSells Insurance
Colin is the First Vice President at Alpine Financial Planning LLC, where he assists clients with insurance planning needs, dedicating a few hours per week. He is also the sole member of WHudson LLC, created to hold the office building, dedicating minimal time to this.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Capital One Advisors, LLC
Capital One Investing, LLCBroker
Morgan Stanley
Morgan StanleyBroker
John Thomas FinancialBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.