Samuel Bates
Samuel Bates is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in St. George, UT, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
94 S. Mall Drive, Suite 103, St. George, UT, 84790
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Samuel is the owner and CEO of Bates Financial, his independent financial advisory business with Raymond James, dedicating minimal time. He also owns North Rim Financial Group, a preapproved DBA, spending a few hours per week on it.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations18 states
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