GM
GM

Guy Magen

14 Years of Experience
New York, NY
Broker

Guy Magen is a registered investment advisor at Morgan Stanley, based in New York, NY, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1585 Broadway, 21st Floor, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley
August 2020 - Present · 5 yrs 9 mos
Morgan StanleyBroker
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
Leumi Investment Services INC.
June 2015 - July 2020 · 5 yrs 1 mo
Leumi Investment Services INC.Broker
June 2015 - July 2020 · 5 yrs 1 mo
Morgan Stanley
May 2013 - June 2015 · 2 yrs 1 mo
Morgan StanleyBroker
October 2011 - June 2015 · 3 yrs 8 mos
State Registrations39 states
ARAZCACOCTDCDEFLGAHIILLAMAMDMEMIMNMOMTNCNENHNJNVNYORPAPRRISCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Guy Magen - Financial Advisor | TrueAdvisor