JR
CFA
JR
CFA
Joseph Richards
5 Years of Experience
Peachtree Corners, GA
1 DisclosureBroker
Joseph Richards is a CFA-designated registered investment advisor at MML Investors Services, LLC, based in Peachtree Corners, GA, with 5 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
3720 DaVinci Court, Suite 150, Peachtree Corners, GA, 30092
Get directionsHistory
Regulatory History (1)
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Criminal
March 1999Final Disposition
Employment History
Current Registrations
MML Investors Services, LLC
February 2026 - Present · 8 mos
MML Investors Services, LLC
February 2026 - Present · 8 mos
MML Investors Services, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
Financial Consultants Group INC
July 2025 - September 2025 · 2 mos
Investperity, LLC
April 2017 - November 2020 · 3 yrs 7 mos
Windham Brannon Financial Group, LLC
November 2012 - April 2013 · 5 mos
Genspring Family Offices, LLC
October 2011 - October 2012 · 1 yr
State Registrations2 states
GANC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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