Rosa Estrada is a CFP-designated registered investment advisor, based in San Antonio, TX, with 12 years of industry experience.
Location
700 N. St. Mary's Street, Suite 100, San Antonio, TX, 78205
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Captrust
March 2022 - Present · 4 yrs 6 mos
Capfinancial Securities, LLC.Broker
March 2022 - Present · 4 yrs 6 mos
Capfinancial Securities, LLC.
March 2022 - Present · 4 yrs 6 mos
Previous Registrations
Sanctuary Securities, INC.Broker
October 2021 - February 2022 · 4 mos
Sanctuary Advisors, LLC
August 2021 - February 2022 · 6 mos
USAA Investment Management Company
January 2018 - July 2019 · 1 yr 6 mos
USAA Financial Planning Services
November 2014 - January 2018 · 3 yrs 2 mos
USAA Financial Advisors, INC.Broker
November 2013 - July 2019 · 5 yrs 8 mos
J.P. Morgan Securities LLCBroker
October 2012 - November 2013 · 1 yr 1 mo
Chase Investment Services CORP.Broker
March 2011 - October 2012 · 1 yr 7 mos
State Registrations1 state
TX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.