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Nathan Roybal

11 Years of Experience
Albuquerque, NM
BrokerSells Insurance

Nathan Roybal is a registered investment advisor at Cetera Investment Advisers LLC, based in Albuquerque, NM, with 11 years of industry experience. Nathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

6100 Uptown Blvd NE Ste 500, Albuquerque, NM, 87110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Nathan operates Retirement and Legacy Solutions and Fanning Financial, LLC, both financial services businesses. He also sells fixed insurance products, including life, health, disability, annuities, and long-term care, and is involved with a child care center, a networking group, and a school council.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
July 2016 - Present · 9 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
July 2016 - June 2023 · 6 yrs 11 mos
Bbva Wealth Solutions INC.
March 2016 - July 2016 · 4 mos
Bbva Securities INC.Broker
March 2016 - July 2016 · 4 mos
Cetera Advisor Networks LLC
January 2015 - March 2016 · 1 yr 2 mos
Cetera Advisor Networks LLCBroker
March 2014 - March 2016 · 2 yrs
State Registrations16 states
AZCACOFLGAKYMONCNMNVNYRITXVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.