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Kevin Rafferty

13 Years of Experience
Princeton, NJ
Broker

Kevin Rafferty is a registered investment advisor at Blackrock Investment Management, LLC, based in Princeton, NJ, with 13 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,238 clients with $510B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
677 advisors
IM Fee
Planning only
Assets Under Management
$508.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1 University Square Drive, Princeton, NJ, 08540

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Blackrock Investment Management, LLC
September 2024 - Present · 1 yr 8 mos
Blackrock Investments, LLCBroker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Foreside Fund Services, LLCBroker
October 2023 - June 2024 · 8 mos
LPL Financial LLCBroker
October 2022 - June 2023 · 8 mos
Guggenheim Funds Distributors, LLCBroker
May 2014 - June 2022 · 8 yrs 1 mo
Sungard Brokerage & Securities Services LLCBroker
January 2014 - May 2014 · 4 mos
Sungard Institutional Brokerage INC.Broker
December 2011 - December 2013 · 2 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Kevin Rafferty - Financial Advisor | TrueAdvisor