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Peter Lewis

Lasalle St. Investment Advisors, L.L.C.
14 Years of Experience
McHenry, IL
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Peter Lewis is a registered investment advisor at Lasalle St. Investment Advisors, L.L.C., based in McHenry, IL, with 14 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 14,284 clients with $5.7B in assets under management.

Lasalle St. Investment Advisors, L.L.C.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
161 advisors
Number of Clients
14,284 clients
Average Client Portfolio
$402K average
Assets Under Management
$5.7B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1.0M - $3.0M0.90%
$3.0M - $5.0M0.80%
$5M+0.70%

Schedule reflects the firm's managed discretionary program. Firm also offers the LaSalle St. Asset Management Program (LAMP) with higher suggested rates, and fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5435 Bull Valley Rd Suite 300, McHenry, IL, 60050

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2017
Denied
Customer Dispute
June 2015
Settled
Customer Dispute
September 2013
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Peter is involved in insurance sales and receives office rental payments from his securities business. The filing does not specify the time commitment for these activities.

Employment History
Current Registrations
Lasalle St. Investment Advisors, L.L.C.
October 2016 - Present · 10 yrs
Lasalle St Securities, L.L.C.Broker
September 2016 - Present · 10 yrs 1 mo
Previous Registrations
World Equity Group, INC.
October 2014 - September 2016 · 1 yr 11 mos
World Equity Group, INC.Broker
October 2014 - September 2016 · 1 yr 11 mos
Fifth Third Securities, INC.
August 2012 - September 2014 · 2 yrs 1 mo
Fifth Third Securities, INC.Broker
June 2012 - September 2014 · 2 yrs 3 mos
Associated Investment Services, INC.Broker
December 2011 - June 2012 · 6 mos
World Equity Group, INC.Broker
September 2011 - November 2011 · 2 mos
State Registrations25 states
ALAZCACOFLGAIAILINKSKYMDMIMNNCNDNMOHORPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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