Nicholas Trout is a registered investment advisor, based in Windsor, CT, with 14 years of industry experience.
Location
One Orange Way, Windsor, CT, 06095
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Voya Retirement Advisors, LLC
November 2024 - Present · 1 yr 8 mos
Voya Financial Partners, LLC
November 2024 - Present · 1 yr 8 mos
Voya Financial Partners, LLCBroker
November 2024 - Present · 1 yr 8 mos
Previous Registrations
Nationwide Investment Advisors, LLC
June 2022 - November 2024 · 2 yrs 5 mos
Nationwide Investment Services CorporationBroker
April 2022 - November 2024 · 2 yrs 7 mos
Nationwide Investment Services CorporationBroker
March 2011 - January 2022 · 10 yrs 10 mos
State Registrations4 states
CTKYOHPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.