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Jennifer Race

14 Years of Experience
Greenwich, CT
Broker

Jennifer Race is a registered investment advisor at Raymond James & Associates, INC., based in Greenwich, CT, with 14 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Three Pickwick Plaza, 4th Floor, Greenwich, CT, 06830

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
February 2015 - September 2016 · 1 yr 7 mos
Deutsche Bank Securities INC.
February 2015 - September 2016 · 1 yr 7 mos
Morgan Stanley
April 2013 - January 2015 · 1 yr 9 mos
Morgan StanleyBroker
March 2013 - January 2015 · 1 yr 10 mos
Pruco Securities, LLC.Broker
December 2011 - November 2012 · 11 mos
State Registrations32 states
ALAZCACOCTDCDEFLGAIAILMAMDMONCNHNJNVNYOHORPAPRSCSDTNTXVAVTVirgin IslandsWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Jennifer Race - Financial Advisor | TrueAdvisor