TM
TM

Thomas Mcneil

14 Years of Experience
New York, NY
Broker

Thomas Mcneil is a registered investment advisor, based in New York, NY, with 14 years of industry experience.

Location

300 Madison Avenue Sixth Floor, New York, NY, 10017

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Cibc Private Wealth Advisors, INC.
August 2024 - Present · 1 yr 9 mos
Cibc World Markets CORP.Broker
August 2024 - Present · 1 yr 9 mos
Cibc World Markets CORP.
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Park Avenue Securities LLC
July 2023 - October 2024 · 1 yr 3 mos
Park Avenue Securities LLCBroker
June 2023 - October 2024 · 1 yr 4 mos
Orion Portfolio Solutions, LLC
January 2023 - May 2023 · 4 mos
Orion Portfolio Solutions, LLC
January 2022 - January 2023 · 1 yr
Brinker Capital Investments, LLC.
October 2020 - December 2021 · 1 yr 2 mos
Brinker Capital Securities, LLCBroker
October 2011 - May 2023 · 11 yrs 7 mos
Brinker Capital INC
October 2011 - October 2020 · 9 yrs
Pacer Financial, INC.Broker
March 2011 - September 2011 · 6 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Mcneil - Financial Advisor | TrueAdvisor