MK
MK

Matthew Keen

13 Years of Experience
Raleigh, NC
Broker

Matthew Keen is a registered investment advisor, based in Raleigh, NC, with 13 years of industry experience.

Location

100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Matthew serves on the board of directors for KS Bank, Inc., in an advisory role monitoring operations and overseeing business performance. This activity takes a few hours per week and is not investment-related.

Employment History
Current Registrations
Capital Investment Brokerage, INC.Broker
March 2017 - Present · 9 yrs 2 mos
Capital Investment Advisory Services, LLC
October 2016 - Present · 9 yrs 7 mos
Capital Investment Group, INC.Broker
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
LPL Financial LLC
January 2015 - August 2016 · 1 yr 7 mos
LPL Financial LLCBroker
January 2015 - August 2016 · 1 yr 7 mos
Bb&t Investment Services, INC.
May 2013 - December 2014 · 1 yr 7 mos
Bb&t Investment Services, INC.Broker
June 2012 - December 2014 · 2 yrs 6 mos
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.