JL
JL

Joseph Lynch

14 Years of Experience
Los Angeles, CA
Broker

Joseph Lynch is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 14 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Capital Client Group, INC.
August 2022 - Present · 3 yrs 9 mos
Capital Client Group, INC.
August 2022 - Present · 3 yrs 9 mos
Capital Client Group, INC.Broker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Nuveen Asset Management, LLC
June 2020 - July 2022 · 2 yrs 1 mo
Nuveen Securities, LLCBroker
May 2020 - July 2022 · 2 yrs 2 mos
Putnam Investment Management, LLC
December 2013 - May 2020 · 6 yrs 5 mos
Putnam Retail Management Limited PartnershipBroker
October 2011 - May 2020 · 8 yrs 7 mos
Nylife Securities LLCBroker
June 2011 - October 2011 · 4 mos
State Registrations4 states
CAFLPRVirgin Islands
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.