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Stephanie Abee is a registered investment advisor, based in Tampa, FL, with 14 years of industry experience.
Location
Tampa, FL
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Regulatory History (2)
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Customer Dispute
November 2017Settled
Customer Dispute
January 2017Settled
Other Business ActivitiesSells Insurance
Stephanie is a managing member of a design consultation firm (Devan LLC) since 2007 and an owning partner in Plumtree LLC, which owns rental properties. She is also an independent insurance agent and provides social security workshops, dedicating minimal time to each. Stephanie also works nearly full-time as an advisory representative of a registered investment advisor (RIA).
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
April 2016 - Present · 10 yrs 1 mo
Cambridge Investment Research, INC.Broker
April 2016 - Present · 10 yrs 1 mo
Cambridge Investment Research, INC.
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Transamerica Financial Advisors, INCBroker
April 2013 - April 2016 · 3 yrs
Transamerica Financial Advisors, INC.
April 2013 - April 2016 · 3 yrs
NFP Securities, INC.
July 2012 - May 2013 · 10 mos
NFP Securities, INC.Broker
July 2012 - May 2013 · 10 mos
Transamerica Financial Advisors, INC.
October 2011 - July 2012 · 9 mos
Transamerica Financial Advisors, INCBroker
April 2011 - July 2012 · 1 yr 3 mos
State Registrations15 states
AZCOFLGAINMDMNNCNYOHORSCTNUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.