JC
JC
Juan Cerda
10 Years of Experience
Phoenix, AZ
2 DisclosuresBroker
Juan Cerda is a registered investment advisor at USAA Investment Services Company, based in Phoenix, AZ, with 10 years of industry experience. Juan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 2,080 clients.
Compensation
N/A
Firm Size
88 advisors
IM Fee
Planning only
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
One Norterra Drive, Phoenix, AZ, 85085
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2013Criminal
November 2006Final Disposition
Employment History
Current Registrations
USAA Investment Services Company
May 2021 - Present · 5 yrs 4 mos
USAA Investment Services Company
May 2021 - Present · 5 yrs 4 mos
USAA Investment Services CompanyBroker
May 2021 - Present · 5 yrs 4 mos
Previous Registrations
USAA Investment Services Company
January 2018 - July 2020 · 2 yrs 6 mos
USAA Financial Planning Services
May 2016 - January 2018 · 1 yr 8 mos
USAA Financial Advisors, INC.Broker
November 2014 - June 2020 · 5 yrs 7 mos
Bbva Securities INC.Broker
August 2013 - November 2013 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.