Lisa Koyama is a registered investment advisor at LPL Financial LLC, based in San Marcos, CA, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
San Marcos, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lisa owns rental real estate, dedicating minimal time to it. She is also a notary public, spending no time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Summit Brokerage Services, INC.Broker
Vsr Financial Services, INC.Broker
Cetera Advisors LLCBroker
Cetera Advisor Networks LLCBroker
Cetera Financial Specialists LLCBroker
Cetera Investment Services LLCBroker
Girard Securities, INC.Broker
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
LPL Financial LLCBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.