Anees Mahmood Saifi

Gwn Securities INC.

14 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & Coaching

Gwn Securities INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

487 advisors

Number of Clients

37,091 clients

Average Client Portfolio

$98K average

Assets Under Management

$3.7B

Fee Structure

Minimum Investment:$2K

Location

11440 North Jog Road, Palm Beach Gardens, FL, 33418-3764

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

November 2021

Final

Customer Dispute

March 2015

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Anees works as an insurance agent, dedicating about a quarter of their time to insurance sales since 2021. Anees also works full-time as a Registered Representative with LA Pension Planners, using a securities DBA for investment sales.