Katie Thomas is a CFP-designated registered investment advisor at Avantax Planning Partners, INC., based in Dubuque, IA, with 15 years of industry experience. Katie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 8,371 clients with $6.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.60% |
Fee Estimator
Location
2345 Jfk Road, Dubuque, IA, 52002
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Katie is a Partner and Accountant with Honkamp Krueger & Co. P.C., dedicating full-time hours to this role. She also has several other activities including real estate ownership, advisory council membership, treasurer roles, and board member positions, each requiring minimal time commitment.
Employment History
Current Registrations
Avantax Planning Partners, INC.
Previous Registrations
Proequities, INC.Broker
State Registrations1 state
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