Carlos Uriarte
Carlos Uriarte is a registered investment advisor at First Advisors National, LLC, based in Hayden, AL, with 13 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,858 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.85% |
Advisory fees are negotiable up to a maximum of 1.85% per year. Fees exclude transaction fees, account maintenance fees, and administrative costs.
Fee Estimator
Location
Hayden, AL
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Regulatory History (1)
Financial
August 2017Other Business ActivitiesSells Insurance
Carlos is an insurance agent with Columbia Financial Group since 2020 and a sole proprietor insurance agent since 2022. Each role requires about 10-20% of his time, with a few hours per week occurring during trading hours.
Employment History
Current Registrations
First Advisors National, LLC
Previous Registrations
Wholehearted Financial Services LLC
Bfc Planning, INC.
Securities Management & Research, INC.Broker
Primerica Advisors
PFS Investments INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.