JR
CFP · ChFC
JR
CFP · ChFC

Joseph Montagu Roosevans

9 Years of Experience
4 DisclosuresSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
568 clients
Average Client Portfolio
$176K average
Assets Under Management
$100.0M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.00%
$500K - $1000K1.75%
$1.0M - $2.0M1.50%
$2.0M - $5.0M1.25%
$5M+1.00%

Fees can be negotiated.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

805 W. Hwy 50 Ste. B, O'Fallon, IL, 62269

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2025
Pending
Civil
January 2025
Pending
Customer Dispute
November 2024
Pending
Civil
November 2024
Pending
Other Business ActivitiesSells Insurance

Joseph is the President of Financial Resources of America, an insurance agency, since 1986, dedicating nearly full-time hours to overseeing operations and selling insurance. He is also the President of FRA Trust, LLC, an estate planning and trust representative office, since 2015, dedicating a few hours per week to overseeing operations.

Employment History
Current Registrations
Fra Wealth Management LLC
October 2016 - Present · 9 yrs 4 mos
Previous Registrations
Global Financial Private Capital, LLC
February 2011 - December 2011 · 10 mos
State Registrations4 states
FLILMOTX
Advisor
Exams
No exam information available for this advisor.