Diana Helliwell
Diana Helliwell is a registered investment advisor at Bolton Global Asset Management, based in Miami, FL, with 13 years of industry experience. Diana is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 7,365 clients with $8.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum fee is 2.50% of assets under management. Fees are negotiable.
Fee Estimator
Location
1441 Brickell Ave, Suite 1700, Miami, FL, 33131
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
September 2015Other Business Activities
Diana is a co-owner of Amity Wealth Management, Inc., an entity created to operate securities and investment advisory businesses. This activity is investment-related and takes minimal time.
Employment History
Current Registrations
Bolton Global Asset Management
Bolton Global CapitalBroker
Previous Registrations
Citigroup Global Markets INC.Broker
UBS Securities LLCBroker
Newedge USA, LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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