Ross Rutman is a registered investment advisor at Pgim Investments LLC, based in Seattle, WA, with 14 years of industry experience. Ross operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Seattle, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ross owns rental property since 2019, collecting rent, managing repairs, and working with an accountant for taxes. This requires minimal time and is not investment-related.
Employment History
Current Registrations
Pgim Investments LLC
Prudential Investment Management Services LLC
Prudential Investment Management Services LLCBroker
Previous Registrations
Macquarie Investment Management Business Trust
Delaware Distributors, L.P.Broker
Delaware Capital Management Advisers, INC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations5 states
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