Stephen Engel
Stephen Engel is a registered investment advisor at Palumbo Wealth Management LLC, based in Great Neck, NY, with 13 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 7 more. Their firm serves 289 clients with $540M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Advisory fees range from 0.15% to 1.75% annually based on factors such as services offered, complexity, and total assets managed. Fees may be negotiable.
Fee Estimator
Location
1010 Northern Boulevard, Suite 310, Great Neck, NY, 11021
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is a board member at Mid Island Y Jewish Community Center. He is also dually registered with Palumbo Wealth Management LLC and Private Client Services, LLC, spending nearly all of his time as an Investment Advisor Representative and Registered Representative. Stephen is also a licensed insurance agent, dedicating a few hours per week to insurance sales.
Employment History
Current Registrations
Palumbo Wealth Management LLC
Previous Registrations
Private Client Services, LLCBroker
Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
Hornor, Townsend & Kent, INC.Broker
AXA Advisors, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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