Aspen Spratt
Aspen Spratt is a registered investment advisor at LPL Financial LLC, based in Littleton, CO, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Littleton, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Aspen works full-time for Gladstone Wealth Partners and spends about half their time with Priority Wealth Partners, both DBAs for LPL business. Aspen also has ownership in Be Intrepid, Live Your Dream, LLC for tax/investment purposes, and dedicates minimal time to World Financial Group and about 10-20% of their time to Priority Life Consultants, both involving non-variable insurance.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Transamerica Financial Advisors, INCBroker
World Group Securities, INC.Broker
State Registrations9 states
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