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Thomas Wiegand

J.P. Morgan Securities LLC
15 Years of Experience
Fountain Hills, AZ
1 DisclosureBroker
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Thomas Wiegand is a registered investment advisor at J.P. Morgan Securities LLC, based in Fountain Hills, AZ, with 15 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

16744 E. Avenue of the Fountains, Fountain Hills, AZ, 85268

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2014
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
May 2016 - Present · 10 yrs 5 mos
J.P. Morgan Securities LLC
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Griffin Capital Securities, LLCBroker
August 2015 - April 2016 · 8 mos
American Funds Distributors, INC.Broker
August 2014 - August 2015 · 1 yr
American Funds Distributors, INC.
July 2014 - August 2015 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2011 - July 2014 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2011 - July 2014 · 3 yrs 3 mos
State Registrations37 states
AKAZCACOCTFLGAIAIDILINKSKYLAMAMDMIMNMOMTNCNENJNMNVNYOHORPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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