Julio Rodriguez
Julio Rodriguez is a registered investment advisor at LPL Financial LLC, based in Lavon, TX, with 13 years of industry experience. Julio is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Lavon, TX
Get directionsHistory
Regulatory History (7)
Customer Dispute
August 2022Financial
September 2018Financial
September 2018Financial
September 2018Financial
November 2017Financial
February 2017Judgment / Lien
July 2016Other Business ActivitiesSells Insurance
Julio works as an insurance agent with Financial Independence Group, selling life insurance since January 2023. This activity requires a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Oasis Advisors
Terra Wealth
PFS Investments INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.