Julio Rodriguez
Julio Rodriguez is a registered investment advisor at LPL Financial LLC, based in Lavon, TX, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Lavon, TX
Get directionsHistory
Regulatory History (7)
Customer Dispute
August 2022Financial
September 2018Financial
September 2018Financial
September 2018Financial
November 2017Financial
February 2017Judgment / Lien
July 2016Other Business ActivitiesSells Insurance
Julio works as an insurance agent with Financial Independence Group, selling life insurance since January 2023. This activity requires a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Oasis Advisors
Terra Wealth
PFS Investments INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.