James Molinari is a registered investment advisor, based in West Palm Beach, FL, with 14 years of industry experience.
Location
West Palm Beach, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Trust Portfolios L.P.
September 2013 - Present · 12 yrs 10 mos
First Trust Advisors LP
September 2013 - Present · 12 yrs 10 mos
First Trust Portfolios L.P.Broker
September 2013 - Present · 12 yrs 10 mos
Previous Registrations
Invesco Advisers, INC.
February 2012 - September 2013 · 1 yr 7 mos
Invesco Distributors, INC.Broker
February 2012 - September 2013 · 1 yr 7 mos
Wells Fargo Advisors, LLC
July 2011 - August 2011 · 1 mo
Wells Fargo Advisors, LLCBroker
April 2011 - August 2011 · 4 mos
State Registrations3 states
FLILPR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.