Roy Pfleger is a registered investment advisor at Dai Wealth, LLC, based in Atlanta, GA, with 12 years of industry experience. Roy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,404 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
DAI Wealth charges an annual account fee for investment management services, which may not exceed 2.50% of the portfolio's value. The account fee is negotiable and may vary based on factors such as the size of the account and other services provided. The fee is paid quarterly in arrears. DAI Wealth receives a portion of the account fee, with the remainder going to the platform provider or manager. Clients are also responsible for paying transaction charges and other account-related fees.
Location
2800 Century Parkway Ne, Suite 650, Atlanta, GA, 30345
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roy is the President/Owner of Roy V. Pfleger II Consulting, Inc., offering investment strategies as a consultant. He is also an Insurance Broker at Alpine Brokerage Services, providing insurance planning resources, and an Investment Advisor Representative at DAI Wealth, Inc. Additionally, Roy is an insurance agent at DAI Agency.
Employment History
Current Registrations
Dai Wealth, LLC
Dai Securities, LLCBroker
Previous Registrations
Concorde Investment Services, LLCBroker
J.P. Turner & Company, L.L.C.Broker
Signator Investors, INC.Broker
State Registrations20 states
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