Thomas Dingley
Thomas Dingley is a ChFC-designated registered investment advisor at Alphastar Capital Management, based in Cornelius, NC, with 12 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 11,592 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alphastar Capital Management's fees for investment advisory services are a percentage of the assets managed. The maximum annual rate is 2.25%, but the specific rate is negotiated with each client. Fees are calculated based on the average daily market value of your investments and are billed at the end of each month or quarter. The firm may also charge an annual administrative fee of up to $50 per account.
Location
19600 West Catawba Avenue, Suite B200, Cornelius, NC, 28031
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas operates under the DBA TJD Financial Planning since 2018 and is also an independent insurance agent since 2011, offering life, long-term care, and disability insurance. He spends about 10% of his time on insurance-related activities and earns commissions from various insurance companies.
Employment History
Current Registrations
Alphastar Capital Management
Previous Registrations
Tsa Management INC
Halliday Financial, LLCBroker
State Registrations2 states
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