KM
KM

Kristopher Maleski

9 Years of Experience
Rockville, MD
BrokerSells Insurance

Kristopher Maleski is a registered investment advisor at LPL Financial LLC, based in Rockville, MD, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1445 Research Blvd., Suite 340, Rockville, MD, 20850

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kristopher operates HUB Retirement and Wealth Management as a DBA for his LPL business and is also affiliated with Global Retirement Partners, providing investment advisory services, dedicating full-time hours to each. He also works with HUB International, spending minimal time on non-variable insurance and outside employment.

Employment History
Current Registrations
LPL Financial LLC
August 2023 - Present · 2 yrs 9 mos
LPL Financial LLCBroker
August 2023 - Present · 2 yrs 9 mos
Global Retirement Partners LLC
June 2023 - Present · 2 yrs 11 mos
HUB International Investment Services INC.
November 2020 - Present · 5 yrs 6 mos
HUB International Investment Services INC.Broker
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
Commonwealth Financial Network
July 2019 - June 2023 · 3 yrs 11 mos
Commonwealth Financial NetworkBroker
July 2019 - June 2023 · 3 yrs 11 mos
Eagle Strategies LLC
June 2017 - July 2019 · 2 yrs 1 mo
Nylife Securities LLCBroker
April 2017 - July 2019 · 2 yrs 3 mos
Stratwealth
January 2015 - August 2015 · 7 mos
State Registrations13 states
CTDCFLILLAMAMDORPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.