Joseph Ruiz
Joseph Ruiz is a registered investment advisor at Empower Advisory Group, LLC, based in Brooklyn, NY, with 4 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 297,074 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.60% |
Fees are negotiable on a plan sponsor-by-sponsor basis and typically decline for account balances greater than $100,000, up to a maximum of 0.60%.
Fee Estimator
Location
Brooklyn, NY
Get directionsHistory
Regulatory History (1)
Criminal
May 1997Other Business Activities
Joseph's wife and her family members are partners in Regency Manor Associates LLC, a real estate investment. Although Joseph is not involved, he discloses this due to filing taxes jointly with his wife.
Employment History
Current Registrations
Empower Advisory Group, LLC
Empower Financial Services, INC.
Empower Financial Services, INC.Broker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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