Troy Leonard
Troy Leonard is a registered investment advisor at Cornerstone Financial Group, based in Appleton, WI, with 14 years of industry experience. Troy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 579 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cornerstone Financial Group charges a maximum of 1.13% annually for investment management. The exact fee will be outlined in your advisory agreement. Fees are deducted from your account quarterly, in advance, based on the average daily value of your account from the previous quarter. Fees are negotiable.
Location
158 E Northland Ave, Appleton, WI, 54911
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2014Other Business ActivitiesSells Insurance
Troy sells fixed insurance and life insurance products and is an agent for Medicare Supplements, dedicating about 10-20% of his time to these activities. He is also an investor/owner in 2A Enthusiast Industries, LLC DBA Genesis Impact Sports, spending minimal time, and a principal at Cornerstone Financial Group Medicare Sales, also spending minimal time. Finally, Troy is the Chief Executive/CCO of Cornerstone Enterprises LLC, a registered investment advisor, dedicating more than full-time hours to this role.
Employment History
Current Registrations
Cornerstone Financial Group
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Principal Securities, INC.
Principal Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.