Richard Wasson
Richard Wasson is a registered investment advisor at Integrity Alliance, LLC, based in Urbandale, IA, with 14 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
4135 NW Urbandale Dr, Urbandale, IA, 50322
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is a board member and fundraiser director for Roger Allen Baseball, a non-profit little league. He is also an insurance agent with Integrity (Insurance BGA)/American Senior Benefits, focusing on servicing and insurance sales, dedicating about 10-20% of his time to this.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Integrity Alliance, LLC
Previous Registrations
Lincoln Investment
Capital Analysts
Lincoln InvestmentBroker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Lincoln InvestmentBroker
Capital Analysts
Lincoln Investment
Regal Investment Advisors LLC
Regulus Advisors, LLCBroker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Signator Investors, INC.Broker
Fidelity Brokerage Services LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.