Thomas Martin
Thomas Martin is a registered investment advisor at Cetera Investment Advisers LLC, based in North Haven, CT, with 12 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
127 Washington Ave, 2nd Floor West, North Haven, CT, 06473
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas is the 100% owner of Martin Strategic Wealth LLC, a DBA for Cetera business, continuity, and succession planning. He dedicates about a quarter of his time to this activity.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Osaic Fa, INC.
Osaic Fa, INC.Broker
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Clear Path Financial Planning
Waddell & Reed
Waddell & ReedBroker
Metlife Securities INC.Broker
Waddell & Reed, INC.Broker
Waddell & Reed, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.