TB
TB

Thomas Allen Barten

14 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
22 advisors
Number of Clients
1,751 clients
Average Client Portfolio
$202K average
Assets Under Management
$353.7M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.5M1.00%
$1.5M - $2.5M0.80%
$2.5M+0.60%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Bloomington, MN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas is a licensed insurance agent with Alliance America Corporation since June 2021, offering life insurance, fixed annuities, health insurance, and long-term care insurance. He is located in University Park, FL.

Employment History
Current Registrations
United Advisors America
June 2021 - Present · 4 yrs 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.
February 2013 - May 2021 · 8 yrs 3 mos
U.S. Bancorp Investments, INC.Broker
February 2013 - May 2021 · 8 yrs 3 mos
Edward Jones
August 2011 - August 2012 · 1 yr
Edward JonesBroker
April 2011 - August 2012 · 1 yr 4 mos
State Registrations2 states
MNWI
Advisor
Exams
No exam information available for this advisor.