SJ
SJ

Sierra James

14 Years of Experience
Evergreen, CO
Broker

Sierra James is a registered investment advisor, based in Evergreen, CO, with 14 years of industry experience.

Location

Evergreen, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Sierra works as a W2 employee at Valle Restaurant, providing food/beverage services, and as an administrative representative of an RIA called CIRA. The CIRA role takes nearly full-time, while the restaurant role takes about half of Sierra's time.

Employment History
Current Registrations
Cambridge Investment Research, INC.
December 2022 - Present · 3 yrs 7 mos
Cambridge Investment Research, INC.Broker
December 2022 - Present · 3 yrs 7 mos
Cambridge Investment Research Advisors, INC.
December 2022 - Present · 3 yrs 7 mos
Previous Registrations
Cantella & CO., INC.
April 2012 - June 2023 · 11 yrs 2 mos
Cantella & CO., INC.Broker
October 2011 - December 2022 · 11 yrs 2 mos
State Registrations2 states
CACO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.