AF
AF
Alexander Fischman
13 Years of Experience
Fort Lee, NJ
8 DisclosuresBroker
Alexander Fischman is a registered investment advisor at Wells Fargo Advisors, based in Fort Lee, NJ, with 13 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
2200 Fletcher Ave, Suite 701, Fort Lee, NJ, 07024
Get directionsHistory
Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2026Settled
Customer Dispute
December 2025Settled
Customer Dispute
October 2025Settled
Customer Dispute
September 2025Settled
Customer Dispute
September 2025Settled
Customer Dispute
August 2025Settled
Employment Separation After Allegations
July 2025Customer Dispute
March 2025Denied
Employment History
Current Registrations
Wells Fargo Advisors
July 2025 - Present · 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2025 - Present · 10 mos
Previous Registrations
Morgan Stanley
July 2021 - August 2025 · 4 yrs 1 mo
Morgan StanleyBroker
July 2021 - August 2025 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2016 - July 2021 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2016 - July 2021 · 5 yrs
Dinosaur Financial Group, L.L.CBroker
January 2016 - June 2016 · 5 mos
Laidlaw & Company (UK) LTD.Broker
April 2013 - February 2016 · 2 yrs 10 mos
Spartan Capital Securities, LLCBroker
October 2012 - March 2013 · 5 mos
Portfolio Advisors Alliance, INC.Broker
October 2012 - October 2012 · 0 mos
State Registrations48 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSLAMAMDMEMIMNMSMTNCNDNENHNJNMNVNYOKPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.