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Joseph Farmer

D.A. Davidson & CO.
15 Years of Experience
Richmond, VA
1 DisclosureBroker
View SEC Summary
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Joseph Farmer is a registered investment advisor at D.A. Davidson & CO., based in Richmond, VA, with 15 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 70,118 clients with $42B in assets under management.

D.A. Davidson & CO.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
695 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — generally ranges from $1,500 to $15,000 or more depending on the complexity of the client's financial circumstances and local market considerations.
One-Time Plan:$1,500 - $15,000
View Full SEC Brochure

Location

4901 Libbie Mill East Blvd., Suite 210, Richmond, VA, 23230

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History

Regulatory History (1)
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Customer Dispute
February 2014
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joseph is a class agent for Woodberry Forest, encouraging classmates to reconnect and donate, and is also the Stamp Chairman for Ducks Unlimited - Virginia Waterfowl, overseeing a program that protects waterfowl habitat. Both activities take minimal time and are not investment-related.

Employment History
Current Registrations
D.A. Davidson & CO.Broker
April 2025 - Present · 1 yr 6 mos
D.A. Davidson & CO.
April 2025 - Present · 1 yr 6 mos
Previous Registrations
Truist Advisory Services, INC.
February 2021 - April 2025 · 4 yrs 2 mos
Truist Investment Services, INC.Broker
February 2021 - April 2025 · 4 yrs 2 mos
Bb&t Securities, LLCBroker
January 2013 - February 2021 · 8 yrs 1 mo
Bb&t Securities, LLC
January 2013 - February 2021 · 8 yrs 1 mo
Scott & Stringfellow, LLC
July 2011 - January 2013 · 1 yr 6 mos
Scott & Stringfellow, LLCBroker
May 2011 - January 2013 · 1 yr 8 mos
State Registrations12 states
CADCFLGAMDNCNYOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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